SECURITY LAW & STOCK EXCHANGE COMPLIANCES

Capital Market in India and its expansion over the period is one of the key factor contributing to the growth of overall Corporate Sector. Capital Market regulator SEBI, ensures the healthy growth of the Capital Market through stringent Rules and Regulations and keeping close watch on the Listed Corporates Companies and Intermediaries of the Capital Market.
World over, Indian Companies are taking a lead and unlocking their business values by way of varied Corporate Actions, which require pre and post approvals from the Stock Exchanges/SEBI. Over the years, the traditional fund raising instruments, viz. Equity Shares have lost their sheen and given way to more contemporary instruments, viz. Debentures/ Bonds/ Preference Shares. Even the Regulators have understood the varied business environs and have promulgated different forms of listing solutions, with various instruments apart from mere Equity Shares.
We undertakes compliance for and on the behalf of client Companies of various guideline and regulations: -

  • SEBI (Listing Obligation and Disclosures Requirement) Regulations, 2015
  • SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 2011
  • SEBI (Prohibition of Insider Trading) Regulations, 1992
  • SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
  • SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999
  • SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 regarding the Companies Act and dealing with client
  • SEBI (Issue and Listing of Debt Securities) Regulations, 2008
  • SEBI (Buyback of Securities) Regulations, 1998
  • SEBI (Disclosure & Investor Protection) Guidelines, 2000
  • SEBI (Delisting of Equity Shares) Regulations, 2009